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FA ADVISOR NETWORK, LLC.
FACET WEALTH, INC
FACILITAR CAPITAL GROUP LLC
FACTOR INVESTMENT ADVISOR, INC.
FACTS ASSET MANAGEMENT LLC
FACULTY ADVISORS, INC.
FAEHNER FINANCIAL PLANNING
FAGAN FINANCIAL PLANNERS
FAGENSON & CO., INC.
FAGENSON CAPITAL GROUP INC.
FAI ADVISORS, INC.
FAI CAPITAL MANAGEMENT
FAI INVESTMENT ANALYSTS, INC.
FAIC SECURITIES, INC.
FAILSAFE CAPITAL, LLC
FAIN AND FAIN
FAIR ADVISORS
FAIR OAKS WEALTH MANAGEMENT LLC
FAIR TRUST FINANCIAL LLC
FAIR WEATHER STRATEGIES LLC
FAIRBANKS CAPITAL MANAGEMENT, INC.
FAIRBRIDGE CAPITAL PARTNERS
FAIRBRIDGE SECURITIES CORPORATION
FAIRCHILD FINANCIAL ADVISORS, INC.
FAIRCOURT PARTNERS, LLC
FAIRFAX WEALTH, LLC
FAIRFIELD FINANCIAL GROUP, INC.
FAIRFIELD GROUP, INC.
FAIRFIELD HEATHCLIFF CAPITAL LLC
FAIRFIELD INVESTORS SERVICES, INC.
FAIRFIELD RESEARCH CORPORATION
FAIRFIELD, BUSH & CO.
FAIRHAVEN WEALTH MANAGEMENT, LLC
FAIRLANE INVESTMENT ADVISORS INC
FAIRLEAD FINANCIAL GROUP, LLC
FAIRLEAD STRATEGIES
FAIRMAN & CO.
FAIRMEADOW SECURITIES, INC.
FAIRMOUNT PARTNERS LP
FAIRPOINT WEALTH MANAGEMENT, LLC
FAIRPOINTE CAPITAL LLC
FAIRPORT ASSET MANAGEMENT
FAIRPORT ASSET MANAGEMENT CORP
FAIRPORT ASSET MANAGEMENT, LLC
FAIRVIEW CAPITAL VENTURES, LLC.
FAIRVIEW FINANCIAL LLC
FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLC
FAIRVIEW SECURITIES, INC.
FAIRWATER WEALTH MANAGEMENT
FAIRWAY AMERICA INVESTMENT ADVISORS, LLC
FAIRWAY ASSET MANAGEMENT, INC.
FAIRWAY FINANCIAL, LLC
FAIRWAY INVESTMENT GROUP, LLC
FAIRWAY SECURITIES, INC.
FAIRWAY WEALTH MANAGEMENT LLC
FAITH BASED INVESTING
FAITH-BASED INVESTOR, LLC
FAITHFUL STEWARD WEALTH MANAGEMENT, INC.
FAITOS & COMPANY, INC.
FALCO FINANCIAL SERVICES, INC.
FALCON ASSET MANAGEMENT, LLC
FALCON BRIDGE CAPITAL
FALCON CAPITAL MANAGEMENT, LLC
FALCON FINANCIAL MANAGEMENT, INC.
FALCON GLOBAL PARTNERS, LLC
FALCON INVESTMENT CORP.
FALCON POINT CAPITAL, LLC
FALCON RESEARCH, INC.
FALCON ROYAL INVESTMENT MANAGEMENT
FALCON SECURITIES, INC.
FALCON SQUARE CAPITAL, LLC
FALCON TRADING GROUP, LTD.
FALCON WEALTH MANAGERS
FALCON WEALTH PLANNING, INC.
FALCONER GROUP
FALCONVIEW SECURITIES, LLC
FALCONWOOD SECURITIES CORPORATION
FALICK & PHIPPS INVESTMENTS
FALKENBERG CAPITAL CORPORATION
FALKOR L.L.C.
FALLBROOK CAPITAL CORPORATION
FALLENBAUM CPA & ADVISORS, LLC
FALLLINE SECURITIES LLC
FALLON TOWSE FARRAND AND VIERENGEL
FALLS BRIDGE SECURITIES, LLC
FAMILY BUSINESS OFFICE, INC.
FAMILY CAPITAL ADVISORS, LLC
FAMILY CAPITAL MANAGEMENT
FAMILY CFO, LLC
FAMILY DYNASTY ADVISORS LLC
FAMILY FAITH & FINANCE ASSET MANAGEMENT
FAMILY FINANCIAL ADVISORS, LLC
FAMILY FINANCIAL ARCHITECTS, INC.
FAMILY FINANCIAL PLANNERS, INC.
FAMILY FINANCIAL PLANNING SERVICES, LLC
FAMILY FINANCIAL PLANNING, LLC
FAMILY FINANCIAL SERVICES, INC.
FAMILY INVESTMENT CENTER
FAMILY INVESTMENT MANAGEMENT L.P.
FAMILY LEGACY WEALTH MANAGEMENT, LLC
FAMILY LEGACY, INC.
FAMILY MANAGEMENT CORPORATION
FAMILY OFFICE CONSULTING, LLC
FAMILY PROSPERITY ADVISORS, LLC
FAMILY RETIREMENT LLC
FAMILY SECURITY SALES CORPORATION
FAMILY STEWARD WEALTH CONSULTING
FAMILY WEALTH ADVISORY SERVICE, LLC
FAMILY WEALTH CONSULTANTS, LLC
FAMILY WEALTH CONSULTANTS, LTD.
FAMILY WEALTH COUNSELING
FAMILY WEALTH COUNSELING, INC
FAMILY WEALTH COUNSELORS, INC. (NOT WAELTH)
FAMILY WEALTH COUNSELORS, LLC.
FAMILY WEALTH INVESTMENTS, LLC
FAMILY WEALTH PARTNERS
FAMILY WEALTH PARTNERS LLC
FAMILY WMS, LLC
FANEUIL HALL SECURITIES, INC.
FANNING FINANCIAL, L.L.C.
FANNING INVESTMENTS, INC.
FANO SECURITIES LLC
FAP USA, L.P.
FAP,LLC
FAPA FINANCIAL SERVICES
FAR HILLS GROUP, LLC.
FARA & DIGGLES WEALTH MANAGEMENT LLC
FARADAY CAPITAL, L.P.
FARLEY FINANCIAL
FARMERS CAPITAL GROUP
FARMERS EQUITY CORPORATION
FARMERS FIRST INSURANCE
FARNAM FINANCIAL
FAROAH SECURITIES CORP.
FARR MILLER & WASHINGTON LLC
FARRECIAN INVESTMENTS INC
FARRELL ADVISORY GROUP LLC
FARRIS CAPITAL MANAGEMENT INC.
FARRIS CAPITAL MANAGEMENT, INC.
FARTHER FINANCE ADVISORS, LLC
FARTHING, EDWARD RICHARD
FARWEST SECURITIES CORPORATION
FARWEST SECURITIES, INC.
FAS CORP.
FASCO INTERNATIONAL, INC.
FASHIONABLE INVESTING LLC
FATOR SECURITIES LLC
FAULKNER INVESTMENT SERVICES, LLC
FAULKNER, DAWKINS & SULLIVAN SECURITIES CORP
FAUNCE SECURITIES, INC.
FAUST CAPITAL MANAGEMENT, LLC
FAV-ONE INVESTMENTS, LLC
FAVORED FINANCIAL PLANNING
FAXTOR, INC.
Company Name:
FAIRFIELD RESEARCH CORPORATION
CRD Number:
19744
Financial Regulator:
SEC/ FINRA
Registration started
Ended
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
2010
2011
2012
2013
2014
2015
2016
CDR: 1000478
DAVID MOSS
started on
1987-07-25
CDR: 1488976
DENNIS BOYD
started on
1987-07-25
CDR: 1665298
HORACE SHEPARD
HORACE LEON III SHEPARD LEE SHEPARD
started on
1987-07-27
CDR: 1431466
TIMOTHY CASSIDY
TIM CASSIDY
started on
1988-08-10
CDR: 833940
JAMES WAGONER
Eric Wagoner
started on
1988-08-24
CDR: 822620
CHARLES WOODWORTH
CHUCK WOODWORTH JR
started on
1988-07-19
CDR: 1000478
DAVID MOSS
ended on
1988-07-19
CDR: 1488976
DENNIS BOYD
ended on
1988-07-19
CDR: 1653321
CATHY YANCE
CATHY YANCE FINN CATHY ELIZABETH YANCE CATHY YANCE
started on
1989-06-13
CDR: 833940
JAMES WAGONER
Eric Wagoner
ended on
1989-01-24
CDR: 822620
CHARLES WOODWORTH
CHUCK WOODWORTH JR
ended on
1989-04-17
CDR: 1541369
BURDIN HICKOK
BURDIN HICKOK
started on
1990-11-30
CDR: 1336083
THOMAS KUTZEN
started on
1990-02-05
CDR: 1431466
TIMOTHY CASSIDY
TIM CASSIDY
ended on
1990-06-21
CDR: 1653321
CATHY YANCE
CATHY YANCE FINN CATHY ELIZABETH YANCE CATHY YANCE
ended on
1990-11-05
CDR: 1336083
THOMAS KUTZEN
ended on
1990-05-29
CDR: 2169396
CHARLES KRAUSE
started on
1991-08-27
CDR: 400635
DOUGLAS ROBBINS
started on
1992-05-04
CDR: 2253556
LESLIE WELSH
started on
1992-07-28
CDR: 2214141
BRETT BUCKLEY
- FORMER EMPLOYEE
started on
1992-02-06
CDR: 25860
RICHARD BOOKSTAVER
started on
1992-05-21
CDR: 400635
DOUGLAS ROBBINS
ended on
1992-10-07
CDR: 25860
RICHARD BOOKSTAVER
ended on
1992-06-18
CDR: 2214141
BRETT BUCKLEY
- FORMER EMPLOYEE
ended on
1994-11-03
CDR: 1541369
BURDIN HICKOK
BURDIN HICKOK
ended on
1996-05-20
CDR: 2024414
HUNTINGTON KELLEY
HUNTINGTON KELLEY
started on
1998-08-27
CDR: 2253556
LESLIE WELSH
ended on
1998-04-08
CDR: 1665298
HORACE SHEPARD
HORACE LEON III SHEPARD LEE SHEPARD
ended on
2000-04-12
CDR: 2587568
RICHARD SOBEL
RICHARD B SOBEL
started on
2005-05-06
CDR: 4325623
ALEXANDER COOKE
started on
2005-05-12
CDR: 5739877
MICHAEL CHUNG
started on
2010-03-31
CDR: 2587568
RICHARD SOBEL
RICHARD B SOBEL
ended on
2010-03-31
CDR: 1230423
WILLIAM KRAUSE
WILLAIM R KRAUSE
started on
2012-05-25
CDR: 5802820
ANNA KOPEC
started on
2015-04-16
CDR: 2024414
HUNTINGTON KELLEY
HUNTINGTON KELLEY
ended on
2015-12-22
CDR: 5739877
MICHAEL CHUNG
ended on
2015-04-16
CDR: 2169396
CHARLES KRAUSE
ended on
2015-12-22
CDR: 1230423
WILLIAM KRAUSE
WILLAIM R KRAUSE
ended on
2015-12-22
CDR: 4325623
ALEXANDER COOKE
ended on
2016-02-19
CDR: 5802820
ANNA KOPEC
ended on
2016-02-19
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